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Introduction
In the early 1980s, Herb Kern, a research engineer, who thought that his
annual cycle of depression might be caused by the shorter and duller
daylight hours in winter, approached doctors working at the National
Institute for Mental Health in Bethesda, USA. They proposed a treatment
where he was exposed to light, equivalent to summer sunlight, for several
hours each day. By the fourth day his symptoms had virtually disappeared (Lewy
et al 1982). This was the start of our acknowledging the condition that has
come to be known as Seasonal Affective Disorder.
Seasonal affective disorder (SAD), or recurrent winter depression, is now
considered a clinical subtype of major depression. The criteria for “winter
seasonal pattern” in the Diagnostic and Statistical Manual of Mental
Disorders, 4th edition, which are similar to other definitions of SAD,
specify a recurrent pattern of major depressive episodes during winter and
remission of symptoms during summer, in the absence of seasonal psychosocial
stressors.
Much of the interest in SAD has been stimulated by its response to exposure
to bright artificial light. Clinical consensus guidelines have recommended
light therapy as a first-line treatment for SAD (Lam & Levitt, 1999).
Although light therapy may be regarded as a radical intervention for
depression, In the case of SAD the rationale is rather commonsense.
Human beings are influenced by light. Light determines our sleep/wake cycle.
In most animals and humans, the desire to sleep is brought on by the
secretion of a hormone called melatonin. In the evening the pineal gland
reacts to the diminishing levels of daylight and begins producing melatonin.
melatonin is then released into the blood and flows through the body making
us drowsy. Its secretion peaks in the middle of the night during our
heaviest hours of sleep. In the morning, bright light shining into the eye
reaches the pineal gland, which reacts by switching off the production of
melatonin, thus removing the desire to sleep.
The pineal gland communicates with the rest of the hormonal system.
Consequently melatonin production also influences the functioning of other
parts of the body. During darkness and sleep, melatonin modifies the
secretion of hormones from organs such as the pituitary gland, the ‘master
gland’ of the hormonal system. The pituitary in turn regulates the secretion
of hormones controlling growth, milk production, egg and sperm production.
It also regulates the action of the thyroid gland, which is concerned with
metabolism, and the adrenal glands, which control excretion of the body's
waste. Further, it has been shown that light also effects levels of
serotonin and dopamine neurotransmitters. The latter are connected with the
Limbic system and the hypothalamus, which effects mood, emotion and
autonomic systems, such as digestion. Therefore, fluctuations in light and
darkness according to the seasons of the year influence rhythms of growth,
reproduction and activity in animals and humans alike.
Statistics show that despite living and working in closed structures, our
bodies still respond to the external environment and to its seasonal
variability in duration and intensity. Studies have shown that growth rates
in children are affected by the seasons. For example, surveys carried out in
Germany, Sweden and Scotland show that height and weight increase is more
predominant in the spring and early summer (Smyth, 1990). In many countries
the rate of conception peaks in the summer when the hours of daylight are
longest. In numerous trials the seasons have been seen to influence the
timing and duration of sleep, pain threshold, alertness, eating habits,
mood, the onset of menstruation and sexual activity.
It is generally assumed that millions of years of evolution and adaptation
have optimised human biochemical and physiological systems for function and
survival under equatorial environmental conditions. Modern humans began
their migration out of Africa only about 150,000 years ago. Little change in
our ‘equatorial’ systems might have been expected over this relatively short
evolutionary time-span. Susceptibility to seasonal changes in mood and
behaviour (that are found to extremes in SAD) may reflect a genetic
predisposition to an insufficient adaptation to temperate and high latitudes
(Sher, 2000).
Unfortunately, research has not yet been able to find a definitive aetiology
for seasonal affective disorder (Lam & Levitan, 2000; Lee et al 1998a;
Mersch et al 1999; Sato 1997). Hormonal dispositions can explain perceived
phenomena, yet, the systems involved are too complex to fully understand and
thus predict cause and affect. Recent research has shown that SAD may be due
to retinal sensitivity (Lee et al 1997), though more work needs to be done
in this area.
Symptoms of Seasonal affective disorder.
There are four classic symptoms experienced by SAD sufferers.
- Extreme fatigue and lack of energy.
- Greater need for sleep and sleeping more than usual.
- Changes in appetite, especially cravings for carbohydrates and sweets,
which can often lead to weight gain.
- Depression.
Further, there are a number of other symptoms, which may be experienced by
some sufferers.
- Mood - sufferers tend to feel sad and low. They're often less interested
in life and find it difficult to cope with everyday tasks. They may be
irritable and short with friends and colleagues.
- Sleep - sleep disturbance is common in SAD but varies from case to case -
feeling excessively sleepy during the day is a common feature, and sleep is
less satisfying.
- Anxiety - tension, inability to cope with stress, phobias.
- Loss of libido - decreased interest in sex.
- Menstrual difficulties - pre-menstrual tension may be worse.
- Feelings of hopelessness.
- Increased sensitivity to pain - headaches, muscle and joint pain.
- Other physical ailments - constipation, diarrhoea, palpitations.
Studies have shown that a large percentage of any given population, above or
below 30 degrees of the equator, notice seasonal changes with regard to the
above symptoms, to some degree (Rosen et al, 1990; Palinkas, 1996). This
suggests that SAD is just one end of a spectrum of disorders, ranging from
mild up to increasingly problematic symptoms (Kasper et al, 1989). People
who suffer a milder form of the above symptoms are said to have
‘sub-syndromal’ SAD or S-SAD.

Epidemiology of SAD & S-SAD
Despite minor differences, research from different parts of the world has
shown that SAD strikes regardless of race, class or occupation (Han et al,
2000; Ozaki et al, 1995; Smyth, 1990). It is generally believed that the
most common ages of onset are in the twenties and thirties, however, cases
of childhood SAD have been reported (Rosenthal et al, 1986; Swedo et al,
1995) and successfully treated (Swedo et al, 1997; Giedd et al, 1998). In
addition, Low & Feissner (1998) investigating prevalence of SAD in college
students found prevalence rates for SAD (13.2%) and sub-SAD combined
(19.7%), these are broadly in line with other population estimates. They
also found that the prevalence of SAD was higher in females, which was
consistent with findings from previous research.
Extensive research in Northern Europe, Scandinavia, North America, Canada,
Australia, the Soviet Union and Japan has shown that between 5-10% of the
population (30' above or below north or south of the equator) suffers from
severe SAD symptoms. An overview of epidemiological research by Magnusson
(2000) revealed that the prevalence estimates of SAD across 20 retrospective
studies varied from 0% to 9.7%. All prospective population studies, except
one, found seasonal variations in mood/depressive symptoms usually peaking
in winter. In addition to those who suffer from full-blown SAD it is
believed that a further 25% of the population suffer the milder, yet still
problematic form of the illness, S-SAD. For example in a random telephone
survey of the general population of Maryland USA, Kasper et al (1989)
reported that 92% of the survey subjects noticed seasonal changes of mood
and behaviour to varying degrees. For 27% of the sample, seasonal changes
were a problem and 4.3% to 10% of subjects (depending on the case-finding
definition) rated a degree of seasonal impairment equivalent to that of
patients with seasonal affective disorder. It is apparent from this study
that seasonal affective disorder represents the extreme end of the spectrum
of seasonality that affects a large percentage of the general population.
Clearly, for every individual with full-blown SAD, there are many more with
milder “Winter Blues”.
Latitude
Many studies in the United States have reported a significant effect of
latitude on prevalence, with an increase in prevalence with increasing
latitude. Rosen et al (1990) working in Alaska, found a SAD rate of 8.9% and
a subsyndromal SAD rate of 24.9%. Mersch et al (1999) Investigated the
relationship between the prevalence of seasonal affective disorder and
latitude and found the mean prevalence of SAD to be two times higher in
North America compared to Europe. A significant positive correlation was
found between prevalence and latitude in North America. For Europe there was
a trend in the same direction. Rosen et al (1990) surveyed three geographic
areas (New Hampshire, New York, and Florida) and resurveyed one (Maryland)
to compare symptomatic seasonal changes in mood and behaviour at four
different latitudes. Rates of winter SAD and SSAD were found to be
significantly higher at the more northern latitudes. A population survey of
seasonality in six representative cities in Japan revealed significant
regional differences in seasonal variations of mood, length of sleep, and
weight. The proportion of individuals reporting high seasonality in the two
northernmost cities was significantly higher than that in the other areas (Okawa
et al, 1996). Magnusson (2000) also found that SAD was more prevalent at
higher northern latitudes, but that the prevalence varied across ethnic
groups. In the southern hemisphere, work in New Zealand and Australia has
shown a similar effect of latitude.
It is assumed that the incidence of SAD increases with increasing latitude
up to a point, but does not continue increasing all the way to the poles.
There seems to be interplay between an individual's innate vulnerability and
degree of light exposure (Mersch et al, 1999). For example some individuals
who work long hours inside office buildings with few windows may experience
some symptoms all year round. Some very sensitive individuals may note
changes in mood during long stretches of cloudy weather.
Sex
Seasonal affective disorder afflicts both sexes, though virtually all
studies of the prevalence of SAD report that women are more likely to suffer
than males. The most widely reported statistic is that women are 3.5 times
more likely to present symptoms of SAD. However such results may be
confounded, for example, more females might seek help than males. Academic
studies have varied quite significantly in estimations of male to female
ratio. Lee & Chan (1998) Pooled the epidemiological data reported in 40
studies on seasonal affective disorder to identify the male/female ratio.
They concluded that about 70-80% of individuals with SAD are women. Among
the 1,129 Ss (aged 28.7 - 47.0 yrs) recruited for these 40 studies, females
out-numbered males 3.45 to 1. More recent work by Lam & Levitt (1999)
however argues that the average ratio across all studies is closer to 1.8 to
1. A sex difference in biochemical responses to climatic variables is
postulated as one of the possible explanations of the observed females'
increased vulnerability to seasonal affective disorder. Partonen (1995)
suggests that the mechanism may involve the action of the ovarian steroid
hormones oestrogen and progesterone. Again, the reasons for differences in
vulnerability by sex are unclear since the aetiology of the condition is
poorly understood.
Age
Epidemiological studies report that the lifetime prevalence of SAD increases
with age until the sixth decade. After the age of 50-54 the prevalence
declines dramatically, such that the prevalence of SAD over 65 is very low.
Nonetheless, patients over 65 may still present to clinics for treatment and
clinical experience suggests their response to treatment does not differ
from that of younger patients with SAD.
Other considerations
The recall of lifetime episodes of seasonal depression is affected by the
time of year the interview takes place; that is, patients interviewed during
autumn or winter are more likely to report lifetime seasonal difficulties as
compared to patients interviewed in the summer (Lam & Levitt, 1999).
A study carried out in the UK showed a prevalence rate of SAD was calculated
to be 2.4% according to the strictest DSM IV criteria (American Psychiatric
Association, 1994). The majority of identified cases had not previously
received a diagnosis of SAD from their general practitioner, although over
half had been diagnosed with other forms of depression and had been
prescribed antidepressant medication. Therefore although SAD was found to be
common in the general population sample it appeared to be largely
underdiagnosed and/or misdiagnosed (Michalak et al, 2001).
One USA study, which used a structured diagnostic interview, reported that
SAD patients were more educated than non-SAD patients, and that it was more
common in rural settings. However, a Canadian study, which used a similar
diagnostic interview, found no urban-rural or educational effects.
Light Therapy
It is frequently argued that since many of us work in artificially lit
buildings we are seldom exposed to sufficient light. The human visual system
adapts rapidly to changing intensities of illumination; consequently light
encountered outdoors may not be perceived as orders of magnitude brighter
than indoor illumination. Physiologically however, humans respond quite
differently to the higher levels of illumination provided by exposure to
sunlight. Most artificial lighting cannot replace the natural light. The
reason for this is that the type of indoor lighting used is not of
sufficient intensity to affect the hormonal mechanisms which control bodily
rhythms. Intensity of light is measured in units called lux. One lux = the
light received by the receptor at an intensity of one lumen per square
meter. Thus the intensity of light at any point therefore is determined not
only by the strength of the illumination source but also by how far it is
from the source. The electric light used in most homes and workplaces rarely
exceeds 500 lux. A sunny afternoon could be as much as 100,000 lux, even the
cloudiest day is rarely below 10,000 lux.
The therapeutic use of light in SAD arose from basic research showing that
exposure to room light (less than 500 lux) could alter circadian and
seasonal rhythms in animals. Kripke et al (1978; 1981) had proposed
circadian-rhythm hypotheses for nonseasonal depression and first published
reports showing that bright light exposure could improve mood in patients
with depression. It is assumed that the major circadian effects of light
therapy, also called light treatment or phototherapy, are mediated via
suppression of nocturnal melatonin secretion. In 1980, Lewy et al
demonstrated that higher intensity light (>2,000 lux) was required to
suppress human melatonin secretion. This observation led to the first
controlled study of light therapy in SAD (Rosenthal et al, 1984).
The efficacy of light therapy was clearly apparent, however, many sufferers
found it difficult to allocate the four hours everyday that was needed for
the light therapy to be effective. Additional studies were conducted to
determine an optimum light therapy. It was found that, with a 10,000-lux
light, sufferers only required 30 minutes of exposure per day to get
effective alleviation from symptoms. However, the amount of light needed
varies widely from individual to individual. The light treatment is most
often done in the morning, but studies have suggested that either morning or
evening light can help SAD (Terman et al 1998), though some patients suffer
insomnia when they use the light in the evening.
Early light-therapy used special full spectrum lights, (so as to mimic sun
light). More recently Lee et al (1998a) suggested that light of short to
medium wavelengths (blue/green/yellow) seem to be essential for the
therapeutic effect of light on SAD. Red wavelengths were relatively
ineffective. Furthermore, ultraviolet (UV) waves do not seem to be essential
for SAD symptom alleviation by artificial light. Therefore, the potentially
harmful UV waves should be blocked in any clinical application of
phototherapy for SAD. Recent studies suggest that regular fluorescent lights
will work as well as full spectrum, allowing UV light (which can damage eyes
and skin) to be filtered out. Studies show that it is advisable to buy a
commercially built light box to ensure the correct amount of light and to
reduce isolated “hot spots” which could damage the eyes (Lam & Levitt,
1999).
The most studied light device is the fluorescent light box. The fact that
the light box has proven effective in almost every study, regardless of
sample size, has placed the light box as the “gold standard” light device.
Other light devices include head mounted units, or incandescent light
visors. Studies of the head mounted units have shown good clinical response
rates (comparable to those of light box studies) but the bright light
conditions were no better than dim light, putting into question whether
visors are superior to placebo. Dawn simulators are devices that slowly
increase the room illumination while subjects are sleeping, to simulate a
“summer dawn” during the winter. Early results suggest a beneficial effect
of dawn simulators in SAD, but other studies show superiority of light boxes
over dawn simulators. Although efficacy has not been established for head
mounted units and dawn simulators, these devices may be helpful for some
patients when light boxes are not available or not convenient. SAD symptoms
typically begin to lift about a week after the start of light therapy. But
they return shortly after discontinuing the treatment. As a result, experts
urge people with SAD and S-SAD to persist with their treatment throughout
the winter months
Effectiveness of light therapy
Several qualitative reviews have concluded that light therapy is an
effective treatment for SAD, with response rates of 60% to 90% in controlled
studies (Eastman et al 1998; Lamberg, 1998; Partonen & Lonnqvist, 1996; Tam
et al, 1996). It has been found that between 75-85% of people suffering from
SAD and SSAD feel better after 3-4 days of consistent light therapy. Some
individuals feel better immediately after their first dose, even within 20
minutes of exposure, while others may need several days (Terman et al,
1998). Two meta-analyses also confirm the efficacy of light therapy against
plausible placebo controls (Terman et al, 1989; Lee & Chan, 1999). In a
longitudinal study of light therapy patients Graw et al 1997 found that over
a number of years, the clinical diagnosis changed for the better in 64% of
the patients, and that light therapy reduced the incidence and depth of
subsequent depressive episodes. Further evidence for this was the large
reduction in use of conventional antidepressant drugs during the follow-up
period. Sumaya et al (2001) found bright light treatment to be effective in
the non-pharmacological treatment of depression among institutionalised
older adults. Ibatoullina et al (1997) Presents a case report of a woman
(46) with seasonal affective disorder without the typical depressed mood or
lack of drive. The patient was given bright light therapy, and after 2 weeks
of treatment, reported that her complaints had disappeared. The authors
suggest that this case gives preliminary evidence that, even in the absence
of depressive symptomology, patients can present with distinct atypical
symptoms which may respond well to bright light therapy. Light therapy has
been also found to be superior to conventional anti-depressants in the
treatment of SAD, Ruhrmann et al (1998) investigated whether fluoxetine
(Prozac™) has antidepressant effects comparable to bright light in the
treatment of seasonal affective disorder and concluded that the remission
rate in those patients using light therapy were far superior.
Light therapy for other conditions
The treatment of SAD is almost exclusively associated with light therapy, in
fact, it has been proposed that response to phototherapy may be a diagnostic
criteria for SAD (Smyth, 1990), however, as many as one-third of diagnosed
SAD clients do not respond to light therapy alone (Ghadirian et al, 1998).
In addition, there is evidence that bright light therapy is beneficial to
other disorders, including non-seasonal depression, bulimia nervosa,
premenstrual depression, and rapid-cycling bi-polar disorder (Avery & Norden,
1998; Blouin et al, 1996; Graw et al 1998; Jang et al, 1997; Lam et al,
1997; Murray et al, 1995; Wesson & Levitt, 1998).
Classical Depression
Some psychiatrists are now suggesting that light therapy may be effective in
treating nonseasonal, classical depression (Beauchemin & Hays, 1997;
Benedetti et al 2001; McEnany & Lee, 1997) and patients in long term care (Lyketsos
et al 1999). Daniel Kripke, MD, (director of the Circadian Pacemaker
Laboratory at the University of California, San Diego) argues that light may
produce antidepressant benefits within 1 week, in contrast to
psychopharmacological treatments, which typically take several weeks.
Indeed, a variety of studies have shown light therapy to be more effective
in reducing depression than anti-depressants, though research is still in
its relatively early stages. Wirz-Justice et al (1999) investigated the
usefulness of light therapy in the setting of a psychiatric hospital, they
found Daily self-ratings revealed positive effects of light (significant
from day 5 onwards) with improved energy, sleep quality and shortened sleep
latency with no change in sleep duration or the number of nocturnal
awakenings. In a review of clinical trials, Kripke (1998) found that bright
light therapy for nonseasonal major depression produced statistically
significant net reductions in mood symptoms of about 12% to 35% on the
Hamilton Depression Rating Scale. These results are comparable with those
obtained in major trials of antidepressant medications. Light and
medications appear to work best in combination, suggesting it would be
advantageous to offer depressed patients speedy relief with light therapy
while also starting them on medications that have more extensively verified
efficacy. Combined treatment can lower costs because faster improvement
means less disability and morbidity (Kripke, 1998).
Pre-menstrual syndrome (PMS)
Another possible application for light therapy is in the treatment of PMS.
The symptoms of PMS are similar to those of SAD & S-SAD - depression,
fatigue, irritability anxiety, over eating etc, and occur in women every
month. Maskall et al (1997) suggest that patients with late luteal phase
dysphoric disorder (LLPDD) have substantial seasonal patterns in mood and
premenstrual symptoms. Lam et al (1999) found that bright light therapy
significantly reduced depression and pre-menstrual tension scores during the
symptomatic luteal phase. These results suggest that bright light therapy is
an effective treatment for LLPDD. Further, studies have also shown that
light therapy is effective in regulating women's menstruation cycles.
Sleep Disorders
Humans and animals generally have innate sleep-wake cycles close to but not
exactly 24 hours. They depend on the daily light-dark cycle to keep their
circadian rhythms to a regular 24 hours. If a human is left in a room with
no light-dark cues, he or she will gradually shift into a sleep-wake cycle
that is not exactly 24 hours long. Body temperature and the secretion of the
hormone melatonin follow the daily cycle. Other factors, such as work
schedule can modify the sleep-wake cycle in humans. The autonomous cycle
length varies at different periods in the life span. Adolescents often have
an innate cycle longer than 24 hours so that they have the desire to stay up
late and sleep in when it is time to get up. The innate cycle then shifts
closer to 24 hours for adults, but for the elderly, the autonomous
sleep-wake cycle may be shorter than 24 hours resulting in evening
tiredness, sleep difficulty and waking too early. Individuals who have more
severe difficulty with the timing of their sleep-wake cycle may have either
Delayed Sleep Phase Disorder (difficulty falling sleep and the urge to sleep
late) or Advanced Sleep Phase Disorder (tiring too early and waking too
early). Both conditions can be treated with bright light (Terman et al,
1995).
Healthy individuals
According to research by Partonen & Lonnqvist (2000) bright light improves
vitality and alleviates distress in healthy people. Partonen & Lonnqvist
exposed office employees to bright light during winter and found that
repeated bright-light exposure improved vitality and reduced depressive
symptoms. The benefit was observed not only in healthy subjects with
season-dependent symptoms but also in those not having the seasonal
variation. Bright-light exposure during winter therefore appears to be
effective at improving the health-related quality of life and alleviating
distress in healthy subjects. It is suggested that administration of bright
light is a useful option to improve vitality and mood particularly among
those working indoors in wintertime.
In the case of jet lag the individual is reacting to externally induced
changes in the sleep-wake cycle. Travelling west to east over three or more
time zones is the most difficult shift. Large forced changes in the timing
of sleep periods can lead to irritability and decreased alertness, several
studies have shown that light therapy can be used very effectively to
alleviate these symptoms (Smyth, 1990).
Shift workers often have symptoms of mild depression, fatigue, difficulty
with sleeping and problems with attention and alertness. Studies have shown
that these symptoms may also be significantly reduced through the use of
light therapy (Czeisler et al, 1990; Stewart et al, 1995).
Side effects
Potential side effects of light therapy are rare and most often include
jitteriness, a feeling of eyestrain and headache. Light therapy, like
antidepressant medications, occasionally will cause patients to switch into
a manic state during which they may have difficulty sleeping, become
restless or irritable, and feel ‘speedy’ or too high (Terman & Terman,
1999). According to Kogan & Guilford (1998) the most common side effects are
headaches and eye or vision problems. In their study almost all side effects
were mild, transient, and did not interfere with treatment. However they
advocate that individuals taking certain medications such as Lithium,
tricyclic antidepressants, and neuroleptics and individuals with conditions
such as diabetes or retinal degeneration should be monitored by an
ophthalmologist.
One of the symptoms of SAD & S-SAD is that the individual May experience
period of mania during spring and autumn. They will feel anything is
possible and will have a seemingly unlimited amount of energy. It is these
individuals who are most prone to mania being a side effect from light
therapy and should reduce their exposure time accordingly. There has been
debate on whether there might be long-term retinal effects, associated with
light therapy but none have been documented when lights with proper
screening of UV wavelengths are used (Lee et al, 1998a). Some of the most
common initial side effects of light therapy subside a few hours after
treatment is finished and generally disappear altogether after several
exposures. If, after four days, the irritation persists or becomes worse,
the individual should sit a little further away from the light box, reducing
their exposure. It should be noted that side effects from light treatment
are not dangerous and are minimal when compared to the unpleasant side
effects of antidepressant drugs (Terman & Terman, 1999). It has been found
that people have their own individual thresholds for light therapy, and need
to find their own particular threshold and stay within it during treatment.
Because this form of treatment is fairly new, many doctors recommend a
baseline eye exam and annual monitoring (Smyth, 1990).
If a person has an eye or skin condition, which is affected by bright light,
they should consult a doctor before embarking on light therapy, If a person
is suffering from disorders such as glaucoma, cataracts, retinal detachment,
retinopathy, then they should not undergo bright light treatment. The bright
light could worsen their eye problem or cause a rash in a skin condition. If
they suffer from hypertension, diabetes or have any history of eye disease
in the family, they should seek medical advice before commencing light
therapy (Lam & Levitt, 1999).
Light therapy has been shown to be a successful, non-invasive therapy
without significant side effects, within many spheres of our lives. Indeed,
a Canadian study has revealed improvements in academic achievement,
attendance records and growth rates in the classroom when children were
treated with bright light. It also showed a reduction in tooth decay.
Another study at Cornell University showed that working under very bright
lighting helped to reduce perceptual fatigue. The positive implications and
applications of light therapy are only just being recognised; it is clear
that in the future we will need to re-think how we use lighting within our
schools, workplaces, hospitals and homes.
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